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Mario Rivero pleaded guilty in February to swindling five clients out of more than $600,000.
August 24 -
The announcement came only a day after the largest independent brokerage firm added a big bank-based wealth program with $4.7 billion.
August 24 -
World Insurance's Pensionmark unveiled a giant deal following the insurer's private equity agreement for $1 billion in financing at a valuation of $3.4 billion.
August 23 -
The latest incoming recruit to the firm's Institution Services unit followed a half dozen other big moves by the firm in the bank and credit union channel in recent years.
August 23 -
The firm follows its major move to the Midwest by expanding its executive leadership team.
August 23 -
The marketing technology firm's new drag-and-drop tool includes AI-powered tools for headline writing, image generation and calls to action for clients.
August 22 -
The private equity-backed consolidator led by Peter Mallouk opened a new unit after acquiring a different Twin Cities-area firm earlier this summer.
August 22 -
The move comes as LPL boasts hefty profit gains in earnings and Kestra struggles with debt.
August 21
