Toby is a veteran journalist with more than a dozen years of experience in the field who joined Financial Planning in 2017 after prior tenures with the New York Daily News, Commercial Observer and City Limits. He earned an undergraduate degree in the humanities from the University of Texas at Austin and a master's degree in journalism from the Craig Newmark Graduate School of Journalism at the City University of New York. He has won a dozen business journalism awards during his time with Financial Planning, including those received for the 2020 podcast series "
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The size of their returns during the past decade belie their negative yields so far this year.
April 28 -
After agreeing to purchase Wealthfront during the first quarter, CEO Ralph Hamers says the firm is eyeing more opportunities in the U.S.
April 26 -
The firm’s financial advisor headcount and its client assets drove up its business in the first quarter, despite the impact of lower asset values.
April 26 -
Taking on the challenges of filling big shoes and finding a new executive director, the practice management consultant has big plans for the organization.
April 25 -
A veteran and service member-focused wealth manager is calling for more partnership with the private sector to boost understanding of money matters.
April 25 -
The new moniker Trutoro reflects a Latin word commonly used by advisory brands and an animal that’s synonymous with investment returns.
April 22 -
First Horizon Advisors resolved a supervisory investigation involving a former rep after its parent firm announced it’s being purchased for $13.4 billion.
April 21 -
Barred broker Dain F. Stokes faces a criminal rap after raising hundreds of thousands of dollars for the phony philanthropic project, investigators say.
April 20 -
The FINRA arbitration decision omits any details or reasoning for the award in a case involving a broker’s email to his former colleagues.
April 20 -
Executives of firms like J.P. Morgan, Morgan Stanley and Bank of America benefited from a stronger market in 2021 that increased incentive pay.
April 19 -
Rushing into the decision can carry painful costs and leave you with a bad fit, according to planners and other experts.
April 18 -
The megabank’s RIA and brokerage segment weathered equity volatility that wiped out $28 billion from the value of client assets in the first quarter.
April 18 -
As CEO Jamie Dimon faced questions about a potential recession, the firm’s wealth management units displayed continuing headcount growth.
April 14 -
Despite notable rises and falls in the rankings, the study’s findings about comprehensive advice give every wealth manager an opportunity for improvement.
April 14 -
With the barred former rep in the Dominican Republic, a court filing asks a state judge to toss a FINRA panel’s decision absolving the firm of responsibility.
April 13 -
Once facing scrutiny for its relationship with a previous majority shareholder, the firm settled the regulator’s allegations about an issuer it called “Company A.”
April 12 -
Regional ties such as being fans of the Buffalo Bills and Sabres led to the deal, which is being backed by the family office of the teams’ owners.
April 11 -
The enterprise left Kestra for Triad Advisors as part of the largest recruiting addition to the independent wealth manager in years.
April 11 -
Fieldpoint Private will offer private banking services to Summit Financial’s advisors, but it will give up its plan to fold into the Merchant-backed firm.
April 8 -
UBS brokers rack up expungements of Puerto Rico complaints
April 7
