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The bank is looking to attract more affluent customers with $250,000 to $3 million in investable assets, the bank's head of wealth management told analysts.
February 27
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First Federal Savings Bank of Champaign-Urbana moved its investment services business to LaSalle St. Securities in a bid to deepen relationships with the back-office staff supporting the business.
February 16
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Robert Moore divided the firm's six IBDs into two channels, promoted a new COO and hired from a rival.
February 13
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The Waterbury, Connecticut-based bank wanted to ensure that it was meeting the technology expectations of clients across the wealth spectrum.
February 13
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The unit recruited the co-founder of an investment advisory firm to launch a new office in La Jolla, California.
February 9
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Robert Moore’s view sets him apart from other executives who argue that new talent will replace low producers.
February 7
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L&N Federal Credit Union was looking for a boutique-style firm following Invest's acquisition by LPL.
February 5 -
The advisor transferred funds from his sibling's Wells Fargo accounts and deposited them into a jointly owned account that he used to pay off credit card debts and fund home improvements, FINRA claimed.
January 17
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Fourth-quarter profits ticked up a modest 1% year-over-year to $659 million even as number of advisors dropped 2%.
January 12
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Thirteen executives were recently tapped to lead wealth management and related investment services groups at several financial institutions, including Fifth Third, SunTrust, Wells Fargo and U.S. Bank. Find out who they are and what their new roles entail.
January 11
