Bank channel

The Waterbury, Connecticut-based bank wanted to ensure that it was meeting the technology expectations of clients across the wealth spectrum.

The unit recruited the co-founder of an investment advisory firm to launch a new office in La Jolla, California.

Robert Moore’s view sets him apart from other executives who argue that new talent will replace low producers.

L&N Federal Credit Union was looking for a boutique-style firm following Invest's acquisition by LPL.

The advisor transferred funds from his sibling's Wells Fargo accounts and deposited them into a jointly owned account that he used to pay off credit card debts and fund home improvements, FINRA claimed.

Fourth-quarter profits ticked up a modest 1% year-over-year to $659 million even as number of advisors dropped 2%.

Thirteen executives were recently tapped to lead wealth management and related investment services groups at several financial institutions, including Fifth Third, SunTrust, Wells Fargo and U.S. Bank. Find out who they are and what their new roles entail.

The Short Hills, New Jersey-based bank will look to Cetera to accelerate the program's growth.

The advisor claimed the bank placed a slanderous statement in his form U5, preventing him from finding a new job.

The two broker-dealers have a new owner eager to grow the businesses considerably.

The bank, which has about 1,000 financial advisors and relationship managers in the U.S, will drop the agreement on January 8.

The rep used his own money to pay the customer the interest she expected on a brokered certificate of deposit.

Brian Lamb succeeds Mike Michael who was named to the post in May.

The bank chose to integrate its program after its acquisition of 18 New York-based branches of First Niagara Bank last year.

Exclusive: The No. 4 IBD unveiled a new bank-based team even as its competitor began revealing its retained firms under the acquisition.

Lagging rival broker dealers, the firm recruited the president of RIA firm Priority Financial Group to lead the financial institutions division.

The bank's retail brokerage business sold customers shares in mutual funds with front- or back-end sales charges when they were eligible for Class A shares that waived the upfront sales load, FINRA claimed.

Meet the best of the best in the bank channel. Read about how they approach their jobs, how they serve clients and how they made the list.

The top advisor this year, Brock Kidd from Pinnacle Bank, focuses on well-heeled clients and many of Nashville’s high-profile musicians.

Here we conclude with the fourth and final segment of the Top 100 Bank Advisors. You can see all the other rankings (1-75) in our corresponding slideshows.