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Wells Fargo's elite brokerage unit picked an attorney as its new chief fiduciary officer.
November 4 -
Merrill Lynch picked up an advisor from rival Credit Suisse.
November 4 -
The newly recruited Wells Fargo team will operate as Cohonesto Financial.
November 4 -
A team with almost $1 million in production left the wirehouse to join the independent side of Raymond James.
November 3 -
Brown Wealth Management Group, a former Wells Fargo-affiliated independent advisory firm, will focus on high-net-worth clients at LPL.
November 3 -
CFO moves up amid growing focus on wealthy clients.
November 3
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Two advisors left the British bank's U.S. wealth management unit before the close of its pending sale to Stifel.
November 2
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NYSE has hired Vanguard veteran Doug Yones to oversee exchange-traded products.
November 2 -
Two of the new advisors at the wirehouse came from rivals Merrill Lynch and Morgan Stanley.
November 2
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The recruits generated $1.7 million in annual production while at the wirehouse.
October 30
