Career moves

The advisor says he joined the regional broker-dealer to focus on his core business of financial planning.

The Dynasty-affiliated RIA manages around $15 million on average per client.

The country’s sixth-largest IBD is shifting its management ranks in a change prompted by the fiduciary rule.

Rob Comfort will lead sales operations and develop the firm's network of 400 advisors at more than 250 credit unions nationwide.

Raymond James grabbed five multi-million teams in a month. Other firms to see big transitions include Wells Fargo and Ameriprise.

The move marks the second wirehouse poach for the firm in as many months.

The nation’s largest independent broker-dealer has had a net loss of 121 advisors this year, mostly to three major OSJs.

The execs were moved up to roles overseeing key markets in the New York Tri-State and mid-Atlantic regions.

The group previously generated almost $2 million in annual revenue, according to their new employer.

The advisors come from a firm reported to manage over $5 billion in assets.