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The moves occurred in the days before the firm's planned exit from the Broker Protocol.
November 30 -
The wirehouse's advisor headcount, at 14,564 at the end of the third quarter, was down 3% year-over-year.
November 30 -
The exec returned to Northern Trust as market leader of Sarasota and Manatee counties in Florida after a five-year stint with U.S. Trust.
November 30 -
The No. 4 IBD has added 12 advisors with $2.1 billion in client assets since the acquisition.
November 30 -
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November 29Cruz Consulting Group -
The move occurred just days before UBS said it would exit the Broker Protocol.
November 29 -
The regional firm pulled its latest hires from Wells Fargo and Merrill Lynch.
November 28 -
Morgan Stanley alone lost 11 teams managing about $7 billion after its abrupt exit from the protocol pact, according to recent hiring announcements.
November 27 -
The wirehouse advisors joined the firm's independent broker-dealer.
November 27 -
The firm has cast a wide recruitment net, luring practices large and small.
November 20