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The two advisers had been with the wirehouse for more than a decade.
May 8
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If not for her hiring expertise, CEO Jeffrey Gundlach says the bond behemoth would not have managed nearly as well following her death.
May 8 -
The new recruit joins after the regional firm paid $150 million to settle a lawsuit brought by an SEC receiver.
May 4
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Mike Michael, an executive vice president and regional president, takes over the business from Philip McHugh, who now heads the consumer bank.
May 4
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Not planning is the biggest risk that advisers can take.
May 4
PFI Advisers -
The newcomer from UBS will help oversee a unit that has grown to just over 3,000 advisers.
May 3
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Michael Jeppson generated about $1.8 million in annual revenue, according to his new firm.
May 3
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Each of the group's three advisers has more than 20 years of experience in the industry.
May 2
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JPMorgan Chase’s Seth Bernstein will take over from Peter Kraus as the firm's CEO.
May 2
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AllianceBernstein, the money manager that oversees about $498 billion, ousted CEO Peter Kraus and more than half of the board in a shake-up.
May 2
