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President Dan Arnold will be tasked with managing the rollout of new digital technologies and implementing the fiduciary rule.
December 5
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The firm’s latest recruit has 16 years of industry experience.
December 5
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The president and former CFO will step up at a critical time for the nation’s largest IBD amid competitive threats and pressure to boost its stock price.
December 5
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CEO Paul Reilly will take over for Tom James, who helped grow the firm into a major industry player.
December 1
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The new recruits joined the regional firm from Wells Fargo Advisors.
December 1
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The regional firm picks up a recruit whose career in financial services began 25 years ago.
November 30
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The advisers joined the firm's independent and employee channels from rivals such as Morgan Stanley, Wells Fargo and Cetera.
November 29
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Whitley Hood declined to provide on the record testimony regarding allegations that she misappropriated funds from an affiliated bank.
November 29
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The team's three advisers all worked at the wirehouse for more than two decades.
November 28
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The recruits switched over to the independent channel of the regional firm.
November 28
