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New recruits hailed from firms including Wells Fargo, Merrill Lynch and Raymond James.October 17
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The country’s biggest RIA has already lost nearly $1 billion after its founder made inappropriate comments.October 16
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The bank has lost a net 1,300 advisors since a fake accounts scandal came to light three years ago.October 15
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Clients of the $112 billion Fisher Investments, including large institutions, are in a position to reevaluate their relationship with Fisher after he shocked attendees Tuesday with lewd comments at the Tiburon CEO Summit.October 15
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Joseph Mazzucco and at least two dozen other advisors affiliated with the No. 1 IBD in eight moves over a seven-week span.October 14
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Among many who regularly attend industry gatherings, the surprise in Fisher’s remarks was that he spoke them into a microphone.October 11
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His remarks were “unacceptable,” Managing Partner Chip Roame says in an open letter to the industry.October 10
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More than 11,000 advisors have earned the education provider’s AIF designation.October 10
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The invitation-only event went into uncomfortable territory for some attendees.October 9
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The organization is focusing its efforts on diversity, technology and creative product development in 2020, says Jim Fitzpatrick, president and CEO of the group.October 9
President and CEONICSA
