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The team left the wirehouse to form their own independent firm, representing one of the largest groups that Dynasty has helped go independent.
September 29 -
The OAKS Wealth Management Group has a combined $3.2 million in production.
September 28 -
The discussion of what happens to an advisors book is parallel to the conversations that advisors should be having with their clients: Prepare for the future and the unexpected, says recruiter Elizabeth McCourt.
September 25 -
"It's like being Superman and Clark Kent," says Michael H. Jacobs, a producing branch manager at RBC.
September 25 -
CAPTRUST Financial Advisors has merged with Parker Carlson & Johnson Investment Management; Meanwhile, Independent Financial Partners announced its acquisition of Private Wealth Alliance.
September 25 -
TCWs Metropolitan West Total Return Bond Fund collected more money than any other bond mutual fund in the year following Bill Gross sudden departure from Pimco.
September 24 -
The recruit and an already independent advisor opened their own wealth management practice on the independent side of Wells Fargo.
September 24 -
UBS' latest hires managed approximately $1.3 billion in client assets while at Merrill.
September 23 -
The San Francisco-based bank tapped an executive from BNP Paribasthe bank's French parent companyto lead the wealth management business in the U.S.
September 23 -
The new recruit had generated $2.7 million in production before switching wirehouses. A second advisor from UBS who had $1.9 million also went to Morgan.
September 22