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Soon after shuffling C-suite, the independent broker-dealer brings on nine advisors while it continues hunt for a new CFO.
August 22
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Merrill Lynch’s head count isn’t suffering, but some regional BDs have grown by thousands in the past five years.
August 21
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Planners have been leaving bank-backed firms in droves in search of what they say is greater freedom and flexibility.
August 21
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The firm’s most recent hires are 2 advisors overseeing more than $550 million in client assets.
August 20
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The Advisor Group IBD acquired Capital One’s in-branch brokerage unit last month, but it hasn’t stepped away from traditional recruiting either.
August 20
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FINRA released internal data in the regulator’s first-ever such report, highlighting changes in the wealth management space.
August 16
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Two wirehouse veterans are the latest to join a fast growing independent firm.
August 16
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The boutique wealth manager has been aggressively courting top brokers.
August 10
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The regional BD's three hires come from Wells Fargo and Ameriprise.
August 9
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The firm promoted two insiders: David Sliney and Jim Marischen.
August 8
