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The firm also added a new unit to accommodate its dramatic advisor growth — from one to 140 in seven years.
December 8 -
Nate Angelo will be responsible for 137 advisors who manage roughly $20 billion in assets.
December 4 -
The firm has sought to broaden the range of clients it targets with its wealth-advisory services.
December 4 -
In two recent moves, the firm promoted one of its own to regional director and lured another back from AllianceBernstein.
December 1 -
The advisors know RBC’s Pittsburgh complex director from earlier in their careers, when all three men worked at Smith Barney.
November 30 -
For its next leader, Ohio National turned to a veteran executive with prior experience leading its independent broker-dealer.
November 25 -
The No. 1 IBD is responsible for nearly half of the dozen mega-moves in its sector this year.
November 24 -
As some firms closed their doors, the regional BD saw a selling point for new recruits and existing FAs in a different approach.
November 23 -
“Financial advisors typically don’t speak athletes’ language, so athletes and entertainers gravitate toward those people who do,” said former Chicago Bears defensive end Adewale Ogunleye.
November 23 -
In a surprise announcement, Private Advisor Group tapped Moore as CEO nearly two years after he left Cetera for undisclosed medical reasons.
November 18