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James E. Stowers Jr., who built a billion-dollar fortune as founder of the American Century Investments mutual fund company, then gave most of it away for medical research, has died.
March 19 -
Janney Montgomery Scott recruited a veteran Merrill Lynch advisor with $1 million in production.
March 19 -
The two regulators are organizing outreach programs to provide an opportunity for advisors to talk directly with regulators about risk management, regulatory issues and compliance practices.
March 18 -
Having a long-term horizon for the sale of a business puts the owner in a better position to optimize tax strategies. It's also an opportunity for advisors angling for the investment business a sale will produce.
March 18 -
Financial advisors' jobs are among those at risk as computerization threatens the U.S. workforce.
March 18 -
Savvy inheritance planning can alleviate HNW clients' concerns that their wealth will be squandered or lead to squabbling among heirs. Here's how advisors can conduct the most effective family meetings to tackle these delicate issues.
March 18 -
United Capital has started providing regular liquidity to advisors with some first stock sales proceeds exceeding $500,000.
March 18 -
Hedge-fund and mutual-fund firms will face scrutiny of their risk-management practices in a meeting today with the top U.S. derivatives regulator.
March 18 -
Holding effective meetings with staff and clients not only maximizes your own time, but also makes the most of your employees' time and your clients' time.
March 18
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Make the most of your LinkedIn profile by making sure your social media strategies are the strongest they can be. Here are tips collected from several industry experts.
March 17






