Practice

Allianz Life Insurance on Monday released a new research paper, “Rethinking What’s Ahead in Retirement,” that finds Americans are now more concerned about guarantees and retirement income in retirement than they are on returns and control.

Investors whose financial advisers have presented them with detailed, written retirement income plans rate them highly, yet only 18% of pre-retirees who work with an adviser have a retirement income plan, a survey of 500 retirees, pre-retirees and advisers by Fidelity Investments found.

The Supreme Court has ruled 5-4 that Janus Capital Group is not liable for false statements in a prospectus for the Janus Investment Fund made at the time of the 2003 market-timing scandal.

Preventing tax evasion is certainly a noble-and potentially profitable cause-for the U.S. government.

Lightspeed Financial said it acquired the Irish operations of Lime Brokerage International.

Broadridge Financial Solutions said it is beginning to supply post-trade processing services to prime brokers and investment banks.

I’m in Chicago today where I’ll be speaking on a panel about social media and building a strong online presence at the Women Advisors Forum.

By addressing women’s unique investing issues, financial advisors can build up a roster of more loyal clients, a Bank of America Merrill Lynch panel said on Thursday.

Most say job interviews at leading financial institutions are generally good experiences, according to anonymous reviews from job seekers posting to the online community website Glassdoor.com

WASHINGTON — Nearly three years since the financial crisis began, lawmakers appear consumed again with a very precrisis topic: Is overregulation driving financial institutions overseas?