Practice

AARP launched a new television ad campaign on Thursday urging Congress not to cut critical Medicare and Social Security benefits.

Citigroup has completed an "extensive upgrade" of its electronic trading infrastructure and now says it is providing institutional clients with continuous, 24-hour access to global markets.

John Hancock Retirement Plan Services has introduced a second generation of its PRIME Elements iPad application for retirement plan advisers and consultants.

Moody's has launched a mobile-optimized version of Moodys.com that allows market participants to see Moody’s credit ratings and research on smartphones and other mobile devices.

Nearly three years since the financial crisis began, lawmakers appear consumed again with a very precrisis topic: Is overregulation driving financial institutions overseas?

After trading accusations in an arbitration dispute, Bank of America Merrill Lynch has been ordered to pay one of its former financial advisers $1.55 million in compensatory damages and expunge his Form U5.

While recent legislation has sparked debate about suitability versus fiduciary standards, a majority of investors do not understand the difference between the two, a survey by J.D. Power and Associates found.

John Hancock Retirement Plan Services has introduced a second generation of its PRIME Elements iPad application for retirement plan advisers and consultants.

Fifty-four percent of adults age 65 or older are confident in their retirement preparedness, according to Charles Schwab’s latest quarterly retirement pulse survey. But only 26% of those between the ages of 18 and 34 share those feelings.

Two years after proposing rules to avert misuse of client assets on the scale of the Madoff ponzi scheme, the Securities and Exchange Commission (SEC) proposed amendments that would strengthen oversight of broker-dealer audits.