Practice

The nontraded REIT industry moved to introduce a new share class following tighter regulations.

President Tom Naratil says the firm will recruit less, spend more on advisers already at the firm and give additional power to branch managers.

The decline could be attributed to poor market returns and the plans' auto enrollment feature.

The president makes good on his vow to kill legislation that would roll back the new regulations on retirement plans.

Wealth management "is the least tech literate of all financial services," says Michael Spellacy of PwC.

Here are ways to engage them in more positive thinking when the market gyrates.

Choosing where to allocate resources is never easy, but a grid, similar to this one used by Commonwealth’s Joni Youngwirth, can help.

Being able to prove past production means the difference between a great deal and no deal when you're switching firms.

It's expected that digital platforms will help advisors focus their offerings to serve specific client segments.

Customers will have two investment options: an ETF-only portfolio and one that includes actively managed mutual funds, along with index funds.