Practice

Ending tax-free wealth transfers through the longstanding step-up in basis loophole is among the proposals.

Large financial institutions are investing in technology to tap into the growing workplace wealth market.

Meme stocks changed what we thought was possible in the investing space. And now with GameStop getting into the NFT space almost 14 months after the bid to take down hedge funds that had bet against the company, they almost seem like a parody of what already seemed like a parody of investing.

The unregistered financial advisor’s crimes became only the latest example of how securities cases can spill over into substance abuse and violence.

General Counsel Leo Rydzewski said more help is on the way as the organization bolsters its repository of tips and how tos.

Valuations are growing, but not as quickly. Brand is key. Size matters.

A widow alleged that an imprisoned ex-financial advisor’s enterprise pursued “a malicious campaign” against her after she fell victim to his scheme.

Nearly half of advisors are optimistic about expanding the services they offer clients in the coming years.

The $2.6 billion Miami firm is the largest independent advisor yet to take advantage of the U.S. territory’s incentives.

Teams are taking longer to switch brokerages as the pandemic recedes and advisors return to the office, according to John Pierce, the firm’s head recruiter.