Practice

This year’s winners — including co-founders, managing directors and presidents — have a lot to say about how women have advanced in the industry.

The allegation was laid out in an SEC order, which hit a U.S. unit of the firm with a $500,000 penalty.

The move will merge capital-markets teams across wealth management and the investment bank in the U.S.

The firm is looking at a range of “different opportunities” for potential wealth management deals, CEO Jim Cracchiolo says.

"High-achieving" advisors on social media can increase assets by 10%.

Previous Republican and Democratic presidents have declined to assert authority over independent agencies, partly because the legal issue isn’t simple.

The company hopes to recruit new advisors by taking a version of its home office tour on the road.

The slowing is part of an overall industry slowdown that experts don’t think will last.

As smaller firms flourish, a less sophisticated approach may become more attractive.

Despite ongoing consolidation among investment management platforms, the fintech's chief executive says there's plenty of space to serve advisors who have clients with complex needs.