Portfolio

The firm grabbed a team with $2.5 million in production for its independent broker-dealer channel.

Portability shelters up to $10.68 million from transfer taxes for couples in 2014, but HNW clients can benefit from additional tactics.

Advisors and clients are gravitating toward the RIA model -- a trend that experts expect to continue.

For wealthy and high-profile clients, privacy can be hard to attain. But most people don't want their personal lives made public, especially when they are going through a divorce. Here's how planners can help.

Portability shelters up to $10.68 million from transfer taxes for couples in 2014, but HNW clients can benefit from additional tactics.

RCS Capital is following through on its promise to launch a research division with the hiring of two non-traded investments analysts.

Vanguard Group, the third- largest U.S. provider of exchange-traded funds, has asked regulators for permission to open actively-managed ETFs.

After variable annuity sales plunged in 2012, expectations are high for the coming years for new players and higher sales.

The commission is committed to moving forward on a uniform fiduciary standard for advisors and broker-dealers and also expects to finalize money market reforms by the end of the year.

Bill Gross questions whether he is truly a great investor as he ponders his legacy in a new era of shrinking bond returns in his April investment outlook.