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As the Securities and Exchange Commission's enforcement and litigation activity in 2012 demonstrates, the agency's focus on municipal market enforcement has increased dramatically, and this trend seems likely to continue under the SEC's new leadership.
March 15 -
Total stock and bond mutual fund and ETF assets distributed by independent/regional broker-dealers and registered investment advisors grew at more than twice the rate compared to the wirehouse channel during 2012, according to newly released data from Access Data.
March 15 -
Total estimated inflows to long-term mutual funds were $11.85 billion for the week ended Wednesday, March 6, according to the Investment Company Institute.
March 15 -
Eight mutual fund companies have been named Best In Group, winning the 2013 Lipper Fund Awards for the U.S., with TIAA-CREF and Delaware Management Company collecting the top group awards.
March 14 -
A year ago, Ira Cohen would await the delivery a week or so ahead of time of a 1,000-page binder of agenda items and background to prepare for board meetings of the Valued Advisers Trust.
March 14 -
Here are the top firms according to their basic payout for producers at the $1 million mark.
March 14 -
Who Are the power house fund managers? Here are the heavy hitters who racked up the most Lipper Awards this year.
March 14 -
Total estimated inflows to long-term mutual funds were $11.85 billion for the week ended Wednesday, March 6, according to the Investment Company Institute.
March 14 -
Total stock and bond mutual fund and ETF assets distributed by independent/regional broker-dealers and registered investment advisors grew at more than twice the rate compared to the wirehouse channel during 2012, according to newly released data from Access Data.
March 14 -
Returns may have been good, but revenue growth overall was weak among asset management firms in 2012.
March 14

