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A Phoenix registered investment advisor has agreed to pay nearly $275,000 to the SEC in a case stemming from the sale of a stake in his firm -- at an allegedly inflated price -- to a client.
February 22 -
Its business as usual for Chicago-based Harbor Capital Advisors, a manager of managers shop.
February 22 -
Fidelity Investments, the second-biggest mutual fund manager in the U.S., plans for the second time this year to bar new investors from a fast-growing fund focused on small-company stocks.
February 22 -
Tax exempt money market funds decreased $1.88 billion and total net assets settled at $278.20 billion in the week ended Feb. 18.
February 22 -
Flows to municipal bond mutual funds remained positive for a seventh straight week, but only modestly so, recording $292 million in inflows for the week of Feb. 20.
February 22 -
Fidelity Investments, the second- biggest mutual fund manager in the U.S., plans for the second time this year to bar new investors from a fast-growing fund focused on small-company stocks.
February 22 -
Crestview Partners has announced that it will acquire Victory Capital Management from KeyCorp for $246 million.
February 21 -
Charles Schwab Corporation continues to tout low fees with the announcement of first-year results for Schwab Index Advantage.
February 21 -
Charles Schwab Investment Management today announced that its suite of 15 equity and fixed income exchange-traded funds reached $10 billion in assets under management as of February 8.
February 21 -
When it comes to disclosure, everyone's for transparency.
February 21
