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The Securities and Exchange Commission's municipal bond office has sent a so called "no-action" letter to NetRoadshow Inc., paving the way for the firm and its underwriter clients to present Internet-based "road shows" on municipal bond offerings to retail investors.
February 4 -
For mutual fund firms, 2013 could be a particularly challenging year.
February 1 -
Stadion Money Management has found itself a new distribution partner.
February 1 -
Equity mutual funds are experiencing a resurgence in the first month of the new year. But investors continue to pour money into bond funds, as interest-rates remain low fpr the foreseeable future
February 1 -
Insurer Symetra is making wholesale changes to its Mutual Funds Trust.
February 1 -
Equinox Financial Group is following up on its recent acquisition of Tapestry Asset Management, a hedge fund shop, by launching a long/short fund with Princeton, NJ-based Tapestry as the subadvisor.
February 1 -
Eaton Vance has launched a new bond fund backed by veteran bond picker Kathleen Gaffney.
February 1 -
U.S. mutual funds and ETFs drew in $17.9 billion the week ended Jan. 30, wrapping up the first month of 2013 with total net inflows of $51.7 billion.
February 1 -
A new addition has helped Focus Financial Partners, the largest partnership of independent wealth management firms, further develop its New York presence.
February 1 -
The firms chief market strategist, David Kelly, said tax hikes wont be enough to knock consumer spending for 2013.
February 1
