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ICI general counsel Karrie McMillan said it is very interesting that commissioner Elisse Walter indicates the SEC is open to ideas on how to reform the money market fund industry.
March 19
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What is really lacking in the cost-benefit analysis required of SEC rule-making by the Dodd-Frank Wall Street Reform Act? Michael Downer has an idea. Cost-benefit analysis.
March 19 -
The Dow Jones Industrial Average picked up 6.51 points to finish at 13,239.13 Monday while the Nasdaq and S&P 500 added 23.06 points and 5.58 points, respectively.
March 19 -
Most investment fund clients have no idea how much their investments are costing them in terms of management fees, commissions and other hidden costs, according to money manager Greg Phelps of Redrock Wealth Management.
March 19 -
FINRA slammed Citi International Financial Services with a $600,000 fine for charging excessive markups and markdowns on corporate and agency bond transactions.
March 19 -
Mutual fund research companies Access Data and Strategic Insight have entered into a partnership pooling together their resources for financial data gathering.
March 19 -
State Street Corporation today unveiled the State Street Fund InsightsSM Valuation Toolkit to provide timely industry insights for fund managers and directors and help them better manage data.
March 19 -
Securities and Exchange Commissioner Elisse Walter told fund executives gathered at the ICI Mutual Funds conference to stop discussing the reform of money market mutual funds through a public volley of slogans.
March 19
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Commissioner Elisse Walter told fund industry executives Monday to re-engage with the Securities and Exchange Commission on a new round of reform of money market mutual funds and end its unconstructive disengagement on the subject.
March 19 -
The SEC might just kill the patient it is trying to cure, according to Karrie McMillan, general counsel of the Investment Company Institute.
March 19
