Portfolio

You can buy a share of Lamborghini now. Should you do it?

Skience’s Marc Butler shares four tips for broker-dealers that want to stay independent.

Once facing scrutiny for its relationship with a previous majority shareholder, the firm settled the regulator’s allegations about an issuer it called “Company A.”

An Ameriprise advisor and the head of its employee brokerage share their thoughts on building the next generation of talent.

A SIFMA conference panel discussed the issues that are keeping the profession predominantly white and male.

Carson Group adds an executive, the SEC proposes SPAC rules, FINRA is looking for advisory committee members and more.

Tokenization can unlock new hedging and investment opportunities.

The enterprise left Kestra for Triad Advisors as part of the largest recruiting addition to the independent wealth manager in years.

The wirehouse wealth head told SIFMA conference attendees to simplify clients’ lives, keep them on track and watch their backs; advisors say the pandemic and world events have brought a changed culture.

The firm expects global wealth to rise to 30% of new capital raised in the years ahead, up from 5% last year.