Portfolio

The No. 4 independent broker-dealer has unveiled two major recruiting grabs from its rivals in two weeks.

Although designed to spur productivity, the Tax Cuts and Jobs Act could have the reverse effect.

A chance encounter in an elevator set Merrill Lynch advisor Adam Rosenfeld on a new path.

Wells Fargo was among biggest losers as advisors jumped to other firms.

If Cetera ties itself to a culturally unmatched firm, the roadblocks it creates for itself may be too much to overcome, an industry recruiter says.

A fee-only insurance advisor shared the tricks of the trade to a room full of skeptical NAPFA advisors.

Experts are expecting more companies to offer student loan assistance, but a lack of tax benefits could stall the growing popularity of this benefit.

Many planners see this exam as a must-have credential. Want to ace it? Have a plan.

Since becoming Franklin Resource's first woman president, Jenny Johnson oversees a majority of the firm’s investment management services.

The Treasury is expected to sell a combined $99 billion of fixed-rate notes this week, in some of its largest offerings since 2010.