Portfolio

To add insult to injury, these returns didn’t even come cheap. The average expense ratio was more than 1%.

The bank's retail brokerage business sold customers shares in mutual funds with front- or back-end sales charges when they were eligible for Class A shares that waived the upfront sales load, FINRA claimed.

The top advisor this year, Brock Kidd from Pinnacle Bank, focuses on well-heeled clients and many of Nashville’s high-profile musicians.

Despite critiques, Schwab Intelligent Portfolios will keep its cash allocations for clients.

Rising technology costs and increased fee pressure are working against the industry, research shows.

Medicare Part B premiums will stay flat next year, but most retirees will still pay more.

The buyer of the broker-dealer to some 1,200 hybrid advisors is not a private equity firm.

Find out where this year's 95 CFP Board-registered financial planning degree programs at colleges and universities fall on the map.

There is nothing to be nervous about — but there is a way to do it right.

Brokers who shed small accounts and focus on larger clients could earn a higher payout.