Industry

Even with the overall decline in people seeking financial advice, the number of investors wanting help specifically with asset management is on the rise.

The marketplace for buyers and sellers is changing as advisory practices consider transactions that could alter their firms on a permanent basis.

30% of LGBTQ individuals report experiencing bias or discrimination when seeking out financial services.

The number of ultrarich families is growing, and so are their demands on advisors. Schwab moderated a panel on how RIAs can succeed with these clients.

The Investment Adviser Association contends federal regulators have not taken into account the likely onerous cumulative effects of their proposals on cybersecurity, outsourcing and data security.

Despite macroeconomic challenges and a decade of record deal volumes, Cerulli Associates says the channel remains ripe for further investments.

The decline is expected to come from client outflows, overlap between the two banks and cost savings.

The three financial advisors rebranded as part of the move — one of many fueling the expansion of midsize firms picking up teams from large incumbents.

INVEST 2023 panelists and the latest SEC risk alert suggest the regulator will treat the rule much like one that has cost big Wall Street firms more than $2 billion in fines.

Plus, F2 Strategy makes an acquisition, iCapital has a new alts marketplace and OneVest follows funding raise with a move south.