Industry

Michele Dillon, a 30-year veteran of wealth management, started in April

In J.D. Power’s annual survey, independent and employee reps gave wealth managers a higher satisfaction index than last year.

The Colony Group and XML Financial Group are set to bring on an RIA and a wealth management practice, respectively, in the third quarter of 2021. Focus also announced that Sonora Investment Management will join as a partner firm.

The recent change in presidency is set to bring about substantial changes in the way high-net worth individuals are taxed in relation to capital gains.

The company received $15 million to build out a platform connecting clients to financial planning, investment management and tax professionals.

The regulator’s annual industry snapshot and financial report offer a nuanced picture of wealth management’s most significant dividing line.

Bradley Bruce, a 30-year veteran, brings the 8th Texas group the firm has added.

The two announcements hours apart came after at least 33 firms with $1 billion or more in client assets changed hands in the first quarter.

Andrew Tasnady shares insights from FP’s annual pay survey and how he expects the grids to shift in the future.

The wealth management firm has about $240 million assets under management and 220 clients.