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The move was driven by "a desire to grow," says D.B. Root chief executive David Root.
October 7
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Bijan Mohseni and David Townsend, who managed $150 million in client assets, enticed to Raymond James by firm's reputation and its back-office support.
October 7 -
John Brynjolfsson, the chief investment officer of Armored Wolf, said he is closing the money management firm to outside investors and converting it into a family office.
October 6 -
A recruit from M.J. Whitman heads to the regional broker's employee channel.
October 6 -
The bank's wealth management group is gearing up for more business in Nevada now that it has the ability to deliver trust services in the state.
October 5 -
A longtime wirehouse advisor with $48 million in AUM has joined regional broker-dealer Wunderlich.
October 5
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A retired couple alleges their advisor lost millions through negligence and misrepresentation of certain securities, but the firm says that the clients were sophisticated self-directed investors.
October 5
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"We can shuffle women from one firm to the next all day long, but we're still going to be at that 15%," says Michelle Lynch, director of Raymond James' Network for Women Advisors.
October 2 -
The group of 5 advisors will be opening a new office for the regional broker.
October 1 -
The team made the move in part to be able to grow in new directions, says senior financial advisor Tommy Boyd.
October 1
