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The former branch vice president will now serve high-net-worth clients at the banks Los Angeles office.
February 4 -
The industry regulator says increasing oversight of RIAs is a "top priority" as it appeals to Congress for a funding increase to hire more examiners.
February 3 -
Matt Lynch, a former B-D CEO, says his new boutique consulting startup will work alongside client firms through their most risky transitions.
February 3 -
Though the mutual fund provider will have a majority ownership in eMoney, the company will remain independent.
February 2 -
A Morgan Stanley advisor left the firm to join HighTower.
February 2
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Brendan Freeman was named regional wealth executive for Mid-America and will oversee Regions Private Wealth Management teams serving clients in nine states.
February 2 -
Recruiters see a banner year for advisor moves, likening the landscape to a seller's market.
February 1 -
An inside look at the ETF business of a Morgan Stanley advisor turned asset manager.
February 1 -
Recruiting activity will intensify as seven-year contracts begin to expire. Is now the time to cut a deal? Headhunters weigh in.
February 1 -
Aiming at a new professional certification, the Institute for the Fiduciary Standard published a draft of best practices for fiduciaries, seeking to help investors distinguish between "product sellers and advice givers."
January 30
