Portfolio

Data reported by the Investment Company Institute.

Sept. 25: Changes the DoL regulation has inspired — particularly in the mutual fund industry — are moving ahead, albeit slowly.

The U.S. Private Equity Access Fund Platform includes 33 offerings and more than 7,000 domestic and international investors.

The performance is different depending on the index provider used.

Retirees who are considering investing in an immediate annuity can make sure they get a competitive quote by consulting the annuity payment calculator at immediateannuity.com.

The practice left its BD less than a year after John Hancock acquired Transamerica Financial Advisors.

The husband-and-wife team say their new employer reminded them of their first firm, Smith Barney.

In the wake of cyberattacks at Equifax and EDGAR, SEC Chairman Jay Clayton makes an unusually lengthy statement appealing for RIAs to bolster security.

Derek Burke discussed the Advisor Group firm’s upcoming digital offering and his top priorities.

Asset allocation is the glue that connects and aligns an investor’s goals and strategies.