Portfolio

Brokers “have become accustomed to this kind of deal structure,” COO Ed Swenson says.

Players on both sides of the fence are being forced to rethink past practices.

Following two recent mega-mergers in the bullion space, the fight to secure dominance is intensifying.

The new open architecture platform will minimize the “swivel chair experience” for advisors.

The legislation nullifies a strategy that previously allowed heirs to stretch an inherited account's tax-deferred growth based on their life expectancy.

The fast-growing firm now has more than 100 brokers.

"The more objective you can make things, the better it will be," an expert says.

The firm is “looking to aggressively compete” by lowering and simplifying the fees on its advisory platforms, a top executive says.

The firm expects shareholders will save an estimated $3.2 million, annually.

The firm plans to focus on raising money for products that lock up capital for several years, according to people with knowledge of the matter.