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The CFP certification costs thousands to finance. Industry groups hope that a new bill will make it attainable for more people.
July 31 -
A prominent compliance consultant lists the top reasons firms turn to outside experts for regulatory assistance.
July 31 -
Republicans on the Financial Services Committee advanced four bills related to investing policy, even as some question the potential impact of their efforts.
July 31 -
The change follows multiple reorganizations of the Wall Street giant's asset management division.
July 31 -
The author learned fast that running an OSJ has little overlap with operating a fully independent, multicustodial firm.
July 31Concurrent -
The strong market thus far in 2023 has some concerned about a possible sell off.
July 30 -
In an industry where women are still heavily underrepresented, here's what firms can do to attract and retain female talent.
July 28 -
As the economy improved, investors favored different products — ones that matched the complexity of the moment.
July 28 -
Elder financial fraud has skyrocketed in recent years, but research shows that financial professionals can help fight the growing issue.
July 28 -
Even though shareholders gave their proposals less support in 2023, adherents point out that they withdrew many of them after firms agreed to make changes.
July 27