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The market-making firm warns of costs and intrusions into investors' privacy.
February 12 -
The firm also asked for the suits filed in federal court to be thrown out.
November 28 -
The RIA owner got insider tips from an attorney drunk on several glasses of wine, according to the SEC.
August 17 -
Prosecutors say Galen Marsh called the stolen data "the world’s best cold-calling list."
December 22
