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  • LEADERS
  • Featured Research
  • Practice and client management
    Financial abuse can trap people in relationships — here's how advisors can help

    From ordinary couples to the ultrarich, people of any wealth level are vulnerable to financial abuse and domestic violence. Wealth managers, who can see into a household's finances, can make a difference.

    By Victoria Zhuang
    Reporter
    October 24
    Trapped hands domestic violence abuse
  • Wealth management
    Many clients lack motivation. Here's how financial advisors can get them going again

    New research released during the annual eMoney Summit says understanding, technology and trust are the keys to a more engaged client base.

    By Justin L. Mack
    Former Wealthtech Reporter
    October 24
  • RIA Leaders 2023
    These are the 10 largest fee-only RIAs, ranked by advisor headcount

    See the ranking of firms like Ballentine Partners, Pathstone, Facet, Savant, EP Wealth and Moneta Group, along with some lesser-known companies.

    fp_author_Tobias_Salinger.jpg
    By Tobias Salinger
    Chief Correspondent
    October 20
    RIA Leaders 2023: Top 10 firms by number of financial advisors
  • Professional development
    Meet the CRPC, a major retirement planning credential

    The CRPC is a popular sister certification of the CFP. FP spoke with the program's head and with advisors who say it's a must-have credential for retirement planning.

    By Victoria Zhuang
    Reporter
    October 19
    Young woman online courses professional development learning
  • Investment strategies
    What financial advisors need to know about SEC-approved spot bitcoin ETFs

    Proponents expect crypto to gain legitimacy and come to clients at lower costs if the SEC signs off as it's expected to do.

    By Brian Wallheimer
    Editor-in-chief
    October 18
    Bitcoin coin
  • RIA Leaders 2023
    11 more views on RIA referrals from Schwab, Fidelity, rivals and experts

    Competitors to the giant custodians say they're developing their own programs even as members of existing networks push back against some of the criticism.

    fp_author_Tobias_Salinger.jpg
    By Tobias Salinger
    Chief Correspondent
    October 18
    RIA Leaders 2023: Competitor referral programs
  • Digital banking
    Five takeaways from American Banker's AI Summit

    How to use, govern and adopt AI were some of the main themes from the Monday event.

    Catherine Leffert Author Image
    By Catherine Leffert
    Reporter
    October 17
    Wells Fargo at night
  • Wealth Think How 'mass personalization' can capture affluent investors' trillions

    Firms overly reliant on ultrawealthy clients need to ramp up their digital capabilities to attract the growing segment of clients with between $250,000 and $1 million in assets.

    October 17
    Nilesh Vaidya
    Nilesh Vaidya
    Capgemini
  • RIA Leaders 2023
    These are the 20 largest fee-only RIAs, ranked by AUM

    Using FP's criteria, data partner COMPLY scraped together a listing of the biggest firms that provide financial planning services but don't accept commissions.

    fp_author_Tobias_Salinger.jpg
    By Tobias Salinger
    Chief Correspondent
    October 17
    RIA data vis__RIA Leaders copy.png
  • Tax
    17 tax tips to manage the marriage penalty

    Financial advisors, CPAs and the available research explain the variety of ways that tying the knot could affect couples' payments to Uncle Sam.

    fp_author_Tobias_Salinger.jpg
    By Tobias Salinger
    Chief Correspondent
    October 13
    IRS Form 1040 and wedding bands
  • Practice and client management
    Why 'keeping it real' is powerful DEI advice for wealth management

    New Arizent research and a collection of experienced financial advisors say actually walking the walk is a big step for firms pursuing true inclusion.

    By Justin L. Mack
    Former Wealthtech Reporter
    October 13
  • Wealth Think Is private equity's AI gold rush happening too soon?

    The race to invest in artificial intelligence may be outpacing a full understanding of its risks. It's a high-stakes question for ultrawealthy investors and family offices.

    October 13
    Joshua Beers
    Joshua Beers
    NEPC
  • Diversity and equality
    How advisors can tap into the $113T Hispanic wealth opportunity

    Around one-fifth of Americans identify as Hispanic. Experts shared tips on how advisors can engage with their growing pool of wealth.

    By Victoria Zhuang
    Reporter
    October 12
    Couple saving money in piggybank
  • Regulation and compliance
    Advisors contend SEC crackdown on AI recommendations does not compute

    Firms and industry groups warn that the regulator's proposal for reining in robo-advisors and sophisticated investing algorithms would step on their fiduciary duties and Regulation Best Interest.

    Dan Shaw
    By Dan Shaw
    Reporter
    October 11
  • IBD Elite 2023
    IBD Elite 2023: The independent brokerages with the most CFPs

    These 10 firms have the most certified financial planners among their advisors, highlighting the channel's ongoing shift away from sales to advice.

    fp_author_Tobias_Salinger.jpg
    By Tobias Salinger
    Chief Correspondent
    October 11
    IBD Elite 2023
  • Wealth management
    Unlocking the power of model portfolios, with Kwanti CEO Christophe Gauthron

    The fintech founder who started his company in the fallout of the 2008 financial crisis says he wants to help financial advisors spend more time doing work that matters.

    By Justin L. Mack
    Former Wealthtech Reporter
    October 11
    FP_Podcast_1080x1920.png
  • BankThink The SEC needs to provide more clarity around crypto ETFs

    The Securities and Exchange Commission has been ordered by a court to explain its reasons for rejecting an application for a crypto-based exchange-traded fund. It's about time.

    October 11
    Peter Eberle
    Peter Eberle
    Castle Funds
  • Wealth Think The 4 biggest knocks against donor-advised funds — and why I call them myths

    DAF skeptics say the funds are little more than tax loopholes disguised as philanthropy. Not so, says Brad Saft of DonorAdvisedFunds.com.

    October 11
    Brad Saft
    Brad Saft
    DonorAdvisedFunds.com
  • Wealth management
    7 wealth management takeaways from Arizent's 2023 DEI research

    A new Arizent study finds that when it comes to diversity efforts that matter, "commitment" is the key word.

    By Justin L. Mack
    Former Wealthtech Reporter
    October 10
  • Asset management
    Terry Rasmussen's long journey to becoming the CEO of Thrivent

    Rasmussen, a Minnesota native, started her professional career as a dental hygienist. After a series of twists and turns, she now runs Thrivent, a multibillion-dollar fraternal benefit society.

    Mary Ellen Egan, senior editor of women's programs at American Banker
    By Mary Ellen Egan
    Senior Director, Strategy and Content, Live Media, American Banker
    October 8
    Thrivent-picture-1-cropped.png
Load More
The complete guide to starting an RIA

Financial Planning's "Starting an RIA" book contains 30 chapters that help financial advisors from the launch of a firm to successful exits.

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