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The firm cut its headcount by 22% while boosting productivity by 48% in 2018, and it plans to roll out a new desktop platform for its 1,060 representatives.
February 6
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Trade tension and a record-long government shutdown have left many in the “more defensive parts of the market,” one TD Ameritrade strategist says.
February 5
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The hybrid digital firm has now raised over $255 million and aims to further expansion plans and add more advisor hires, according to CEO Jay Shah.
February 5
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At Pimco, the fixed-income giant he co-founded, Bill Gross racked up one of the longest winning streaks of any money manager.
February 4
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The firm’s efforts to attract talent away from rivals boosted headcount by a net 57 advisors in 2018.
February 1
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Under the deal, private equity-backed Wealth Enhancement Group would make its 10th acquisition in the past five years.
February 1
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Volatility “makes investors a little bit more negative and cautious,” says DWS Chief Financial Officer Claire Peel.
February 1
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CEO Dan Arnold pledged new tech-enhanced support for advisors as part of a larger cultural transformation.
February 1
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The firm suffered from market volatility in the fourth quarter.
January 31
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The calculus has changed due to plunging coin prices and regulatory tightening, which raises the risk of forced refunds.
January 31
