Finance

Aside from their rock-bottom fees, those with the largest gains have at least one commonality: asset allocation.

The firm’s recruiting is also gaining steam, despite the ongoing impact to its bottom line from low interest rates.

An equity investment plan can help clients get over timing decisions, writes Don Bennyhoff.

The Swiss bank added a sprinkle of new US advisors for the first time in years, amid record quarterly profits and plans for global job cuts.

The actively managed offering will be available as soon as this summer, according to sources familiar with the plans.

Bailard appointed Sonya Thadhani Mughal under a succession plan and a series of moves unveiled by the wealth and fund company.

As the firm repelled a rare activist challenge, a potential private equity buyer has approached it, according to a news report.

The factors that had so many predicting go-go growth over a year ago are still very much in place.

The TIFIN group owns 10 companies building software for individual aspects of the wealth and asset management industry.

Despite record growth in wealth management, an otherwise rosy earnings report was marred by $911 million loss related to Archegos Capital.

Investors betting on a post-pandemic world are sending cash to riskier companies acutely sensitive to the economic cycle.

While its investment strategy may be relatively immovable, the Austin, Texas-based firm has accepted that its approach may need to move with the times.

An interactive dialogue with Founder and CEO of NorthOne on the fintech industry, the growing needs of challenger banks, and the future of SMB banking.

Despite losing more than 295 net advisors in the first three months of the year, the wirehouse had one of its best quarters in history in terms of revenue.

A net 236 brokers left the wirehouse in the three months ending in March, the company said in its latest quarterly report.

The former CFTC chair is expected to face intense pressure from progressive Democrats in his new role, many of whom want him to promptly toughen oversight.

Investors are pouring money into U.S. listed products as stocks continue to reach all-time highs and the economic recovery heats up.

The acquisition will add $124 billion of European AUM and give Ameriprise access to the Canadian bank’s ESG strategies. It will also initiate a distribution relationship with the Bank of Montreal’s North American wealth management business.

Clients poured about $1.25 billion into the fund in its first day of trading.

The 20 mutual funds in this ranking outpaced broader markets over the past year with an average gain of more than 68%.