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In just two days, technology and remote staff helped ex-Wells Fargo FAs managing $281 million open client accounts at their new employer.
May 8
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The demand is there but it isn’t easy to pull off, according to one custodian that’s already done it.
May 7
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Financial advisors’ choices about capital infusions into their practices show “how this industry needs to evolve and mature,” Merchant Credit Partners Managing Partner Rick D'Amico says in an episode of Financial Planning’s Invest Podcast.
May 7
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The privately held firm recruited more than 160 reps in the first quarter on the strength of its balance sheet, CEO Amy Webber says.
May 6
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The No. 1 IBD added Securities America’s largest enterprise, whose founder says the firm’s new private equity-backed owner made him uncertain about the future.
May 6
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“This virtual program will fill a major a hole left by internship cancellations,” says FPA President Martin Seay.
May 6
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With marketing, reporting and the Junxure CRM, the acquisition brings much more than a robo advisor to the asset manager.
May 6
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Advisors who switch firms during the pandemic have tough (virtual) conversations with clients in store.
May 5
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An RIA platform launched by compliance professionals is growing by offering a smaller home for wirehouse and reverse breakaways, Advisory Services Network COO Cindy Halpern explains in an episode of Financial Planning’s Podcast.
May 5
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How will the relief package impact retirement accounts? CPA Ed Slott fields this and other top financial planning queries.
May 4
Ed Slott & Co.
