Industry

While the acquisition still needs regulatory approval, combining the two companies could be considered “anti-trust” in a different way.

Funds' past performance is no guarantee of future performance — but if planners don't evaluate the past, how can they best communicate investment decisions to clients? Here's how to balance on that tightrope.

Among immediate changes, Tim Hockey resigned as chief executive of TD. Here's what else advisors can expect.

The new hires come from rivals Merrill Lynch, Wells Fargo and RBC.

I helped others plan ahead but it took a personal tragedy to put my own succession plan in place.

Planners who manage less than $100 million in client assets question their future at Schwab.

Planners who manage less than $100 million in client assets question their future at Schwab.

Planners who manage less than $100 million in client assets question their future at Schwab.

America’s original discount broker will now have even more sway over the sector it pioneered nearly a half-century ago.

The decisions made before they retire are integral to their success, according to an expert.