Industry

Digital transformation will only accelerate, a technology consultant tells wealth managers.

The firm's chief has led growth to an expected $1 billion in revenue this year from $7 million in 1998 when she joined. It's a matter of embracing the sector's evolution, she says.

The 18-month-old Sanctuary Wealth caters to breakaways but is also open to independent advisors as well, CEO Jim Dickson says.

A successful recruiting strategy isn't enough to keep a financial planner put.

The combined AUM of the top 10 companies has soared by 60% to more than $770 billion over the past five years.

The property should allow them to live close to their loved ones and fit their financial plan, according to a CFP.

It’s not as easy as hanging out a shingle. Advisors and back-office employees need to master certain traits.

A PKS rep allegedly sold $190 million worth of non-traded REITs and BDCs without disclosing the commissions.

The offering validates the explosive growth seen in the independent channel, experts say, which has now grown fast enough to catch the eye of retail investors.

Ranking RIAs by AUM or number of employees is misleading.