-
The Carlyle Group today officially closed the book on its acquisition of The TCW Group, which retained some 40% of the firm on a fully diluted basis.
February 6 -
The company announces modest revenue growth and a move to start outsourcing "non-advisor-facing" jobs.
February 6 -
The firm is revving up its recruiting efforts as it eyes a growing market.
February 6 -
Merrill Lynch advisor Eric Snyder, who lands at number 11 on the Top 40 list, says he practices with a team that can candle all of clients rigorous needs.
February 6 -
Henderson Global Investors (North America) has gotten a bit more global.
February 5 -
UBS Wealth Management Americas turned out a record fourth quarter, serving as a bright spot in an otherwise tough quarter for the Swiss bank.
February 5 -
Confluence has promoted two its key executives - James Skip Smith and Frederick Winston - to the roles of chief operating officer and chief financial officer, respectively.
February 5 -
Bank of America Corp.s Lisa Shalett, who was chief investment officer for the firms Merrill Lynch brokerage for two and a half years, will leave the company.
February 5 -
The acquisition increases Atlanta Capitals AUM to $950 million
February 5 -
Merrill Lynch financial advisor Charles Balducci says that partnering with Eric Snyder, who ties with him to take the number 12 and 11 slots on the Top 40 Under 40 list, is a critical part of his success.
February 5
