Industry

The influential organization of fee-only planners is seeking to boost its membership further and take a lead role in the fiduciary debate.

After a longstanding relationship, the New York alternative investments firm buys a chunk of the Swiss bank.

The word 'broker' carries negative connotations. But to many wealth management professionals, commission-based shops are valuable to a transforming industry.

Buyers and sellers are overhauling their firms by folding in accounting and newly-launched independent advisors.

Members of the influential fee-only planners group paid tribute to the growth and professionalism during their outgoing chief's tenure.

Two RIA acquisitions added $7.7 billion in client assets to the Toronto-based firm's U.S. platform in Q2.

Al Jacobi followed his longtime business partner out the door from a bank with a large wealth arm that pulled out of an acquisition agreement earlier this year.

Three new incoming partner firms have brought $9.5 billion in combined client assets and $50 million in annual revenue this year.

The publicly traded holding company completed the latest of more than 1,000 brokerage shutdowns in the past decade.

Two Securities America brokers and their firm must pay the large award after a case that leaves many unanswered questions.