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PineBridge Investments has hired George Hornig, the former managing director and co-global chief operating officer at Credit Suisse Asset Management, to serve in a similar capacity at the New York-based institutional and individual investment management firm.
November 9 -
At its national conference in Denver, the Financial Planning Association spent a lot of time discussing education and regulation. It is fitting, then, that its president-elect also has financial literacy leadership under his belt.
November 8 -
Oppenheimer has hired two executives in its fixed income division-Mark Anderson as managing director, institutional fixed income sales and trading, and Neil Snoep as director, bank strategist. Both report to Robert s. Lowenthal, senior managing director of the taxable fixed income group.
November 8 -
The firm added research teams and begins coverage of master limited partnerships.
November 5 -
The Denver-based company hired Edward DeMarino as vice president and director of financial institutions.
November 4 -
Joanne Frawley has worked at a string of prominent firms in her financial services technology career, but she never felt those companies shared her level of motivation for providing portfolio performance data that strictly adhered to industry standards.
November 4 -
The vice chairman's departure follows a management shuffle that put another executive in the top post at the firm's investment bank.
November 4 -
Valli Kindred and Chad Stephens together manage $170 million, from which they generated $1.7 million in production, according to the company.
November 3 -
Catie Tobin succeeds Mike Kavanagh as head of RBC Correspondent and Advisor Services.
November 3 -
Wells added an advisor in South Carolina and another in Georgia.
November 3





