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Joyce Frost and Frank Iacono, former executives at Morgan Stanley, and Chris Frost, formerly of Societe Generale, have partnered to form Riverside Risk Advisors LLC, which offers independent risk assessment, structuring, pricing and execution advice for complex derivative and structured product transactions.
October 13 -
SNW Asset Management, a wholly owned subsidiary of Seattle-Northwest Securities, hired Tim Benzel as an assistant portfolio manager.
October 13 -
The Investment Company Institute’s board of governors has elected its chairman, Edward C. Bernard, vice chairman of T. Rowe Price, to serve a second one-year term.
October 12 -
The Boston fund giant is looking to hire a senior investment analyst within its Asset Allocation Division, an arm that engineers and manages more than $230 billion in assets
October 12 -
Heartland Financial, a diversified financial services company that provides wealth management and banking services, has hired Brian J. Fox as executive vice president of operations, in charge of information technology, deposit operations, treasury management, customer support and human resources. Fox replaced Edward H. Everts, who is retiring on Oct. 16 after 18 years with the company.
October 11 -
How a portfolio sage and fundamental index founder bet right on the market and still lost money.
October 8
Idea Refinery -
Asset manager will continue to recruit more advisors in the Dallas area.
October 7 -
BlackRock hired Chris Leavy as CIO For U.S. Fundamental Equity
October 7 -
The new director of advisor services for Scottrade Advisor Services, will not be making any drastic changes to the asset custodian business that the St. Louis discount retail brokerage launched five years ago.
October 7 -
UBS Wealth Management Americas announced on Thursday it hired a pair of New Jersey advisors from Morgan Stanley Smith Barney.
October 7
