-
While Union Bank of California is having a good year in terms of brokerage revenues, it isnt having much luck holding onto sales managers, according to sources.
September 7 -
In its ongoing effort to expand its middle-market defined contribution and defined benefit business, The Hartford has hired Denise Diana as VP, retirement plans mid-market.
September 6 -
Martin McLaughlin Sr. and Martin McLaughlin Jr. joined the Westport office of UBS Wealth Management Americas.
September 3 -
Wilmington Trust's new executive talks about his strategy for growth in the New York market.
September 2 -
Chris Gootkind is the latest addition at Loomis, Sayles & Co., where he has joined the firm’s fixed-income group as the director of credit research and a credit strategist.
September 1 -
The independent wealth managers move marks another step in its aggressive growth strategy.
September 1 -
The Securities and Exchange Commission has announced that Christopher R. Conte, associate director in the division of enforcement, will leave his post at the regulator after 18 years.
August 31 -
UBS hired Jerry Pascucci as head of alternative investments.
August 31 -
The Securities and Exchange Commission announced Monday that Christopher R. Conte is set to step down from his post next month after 18 years at the regulator.
August 31 -
The company appointed Subha V. Barry as its new chief diversity officer.
August 30
