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Nomura Securities International Inc. said on Monday that it hired Pascal Bandelier and Paul Sangimino as co-heads of U.S. cash equities in New York.
October 4 -
Advisors Tony Noisom and Chris Musino joined Raymond James from Wells Fargo in Coral Gables
October 1 -
After leaving a large footprint during her 30 year career in the brokerage channel, this former Morgan Stanley executive is taking her talents to the independent arena.
September 30 -
Boston firm brings its institutional strategies to high-net worth individuals.
September 30 -
Advantus Capital Management, a Minnesota firm with more that $20 billion in institutional assets, has named Randal Harrison, VP and director of its insurance advisory practice, effective immediately. He succeeds Marilyn Froelich.
September 30 -
The unit of Royal Bank of Canada announced Wednesday it added Larry VanLaningham and Kevin Morrice to its Portland, Ore., office. Both will report to Richard Sorenson, the complex director for RBC Wealth in Portland.
September 29 -
If youve done something wrong, cooperation is key to holding onto your certified financial planner designation.
September 29 -
Barclays has been expanding its U.S. wealth management operations slowly and selectively, but Tuesday added executives from UBS, JPMorgan Chase and other firms.
September 29 -
State Street Global Advisors has hired Scott Ebner as managing director and global head of ETF product development. Based in London, Ebner reports to James Ross, senior managing director and global head of exchange-traded funds at SSGA.
September 29 -
Columbia Management has added two key staff members to the defined contribution investment only (DCIO) business and consultant relations.
September 27




