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A look at Cantor Fitzgerald's new investment advisory business, and new executives at Citigroup and The Hartford.
February 18 -
Cambridge Investment Researchs 1,600 financial advisors are independent contractors who run their own businesses nationally, but legislation introduced in both the House and Senate has threatened that model.
February 18 -
Christopher Swift had been the vice chairman and chief financial officer at American International Group's American Life Insurance Co.
February 18 -
Donofrio will continue to work with Saggurti and Rubinoff, who will lead global investment banking
February 18 -
Baird lured eight advisors from Morgan Stanley's Lynchburg, Va., branch.
February 17 -
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With investor trust declining it may seem like a bad time to launch a new asset management firm, but thats exactly what Balentine has done.
February 12 -
UBS Wealth Management Americas reported net asset outflows of $11.2 billion in the fourth quarter as the division struggled to regain its footing in the competitive U.S. market. UBS blamed the outflows on advisers leaving the firm and taking clients with them as well as limited recruiting of experienced advisers.
February 11 -
Merrill hires Courtois, AIG adds an executive, and more.
February 11 -
The business model for independent brokerage firms is under threat, calling into question the livelihood of over 178,000 registered representatives.
February 11


