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Troy A. Paredes was sworn in Friday afternoon as the newest commissioner of the Securities and Exchange Commission by SEC Chairman Christopher Cox.
August 4 -
The board of directors at The Vanguard Group Inc. has elected F. William McNabb III as its chief executive officer.
August 4 -
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Luis A. Aguilar, a former partner at McKenna Long & Aldridge LLP in Atlanta, was sworn in as a member of the Securities and Exchange Commission on July 31.
August 1 -
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GAMCO Investors announced today its appointment of Jeffrey M. Farber as executive vice president of finance/corporate development and chief financial officer.
July 25 -
Several struggling banks desperate for capital are now considering selling their money-management units, according to The Wall Street Journal.
July 24 -
In his last public appearance as a member of the Securities and Exchange Commission, Commissioner Paul Atkins said that, with regards to shareholder rights, the agency would be wise to continue to respect the principles of federalism and avoid the temptation to exceed the limitations on its authority delegated by the Congress.
July 23 -
The Royal Bank of Canada (RBC) recently announced its acquisition of 10% interest in the OShaughnessy Asset Management (OSAM) firm.
July 23 -