Industry

Five new advisers managing $464 million joined the regional firm, which now boasts 61 locations.

The acting head of OCIE says the commission has abandoned "wide, full-scope" scrutiny in favor of more targeted, risk-based reviews.

The 17-year industry veteran says organic growth is the biggest issue facing advisory firms.

The firm also recruited an international wealth management team that oversaw $576 million, according to our latest roundup of recent hires and moves.

Keith Rowling ranked No. 2 on the 2016 list of the industry's top young producers.

The independent firm has recruited a number of wirehouse brokers and grown to $3 billion in client assets, according to the company.

The insurer pays $4.7 billion, aiming to cut costs, improve earnings and attract new clients.

The wirehouse has already paid $415 million in fines and disgorged profits in a settlement.

CFP candidates should consider a well-rounded college or graduate school education in professional sales.

The six-member team serves ultrahigh-net-worth investors and families.